Speech as evidence of intent or of conduct

HOWARD H SCHWEBER hhschweber at facstaff.wisc.edu
Sun Mar 18 15:41:02 PDT 2007


None of these comments abu out Wisconsin v. Mitchell seem to me to capture the situation that was originally described.  A piece of artwork produced "several years earlier" cannot possibly establish a motive for a crime committed today, can it?  

At first blush, I realize, this looks like a question of rules of evidence rather than First Amendment, but the separation is not complete; as several others have already noted, a rule that any speech at any time is evidence of "motive" for the rest of a person's life would have to have a pretty profound chilling effect once it became publicly known, one quite different from merely accepting contemporaneous statements as evidence of mens rea.

Howard Schweber
Dept of Poli Sci
UW-Madison



----- Original Message -----
From: "Volokh, Eugene" <VOLOKH at law.ucla.edu>
Date: Sunday, March 18, 2007 4:28 pm
Subject: Speech as evidence of intent or of conduct
To: conlawprof at lists.ucla.edu


> 	At least since Haupt, a 1940s treason case, the Supreme Court has 
> recognized that speech is usable as evidence of intent or of conduct.  
> Notwithstanding Mitchell, that does indeed deter speech in some 
> measure.  Nonetheless, a defendant's speech must be usable as evidence 
> of what he did or why he did it, since so much of the evidence of 
> people's intent (and much of the evidence of their conduct) stems from 
> their own statements.  If you're being prosecuted for the murder of 
> your wife, evidence that you said to friends, "I hate my wife," is 
> surely probative and must be admissible, even though the admissibility 
> of such evidence would tend to deter such statements.  Likewise, if 
> you're being prosecuted for a crime in which one of the elements is 
> racist motivation, evidence that you said to your friends "let's go 
> beat up some white folks" is probative and must be admissible.  If 
> you're being prosecuted for treason, where the focus isn't just on 
> what you did but on whether you did it with the intention of helping 
> the Nazis, evidence that you sympathize with the Nazis is probative 
> and must be admissible.
>  
>  	In a criminal trial, such statements standing alone may not be 
> enough to prove guilt beyond a reasonable doubt (though they may do so 
> when coupled with other evidence).  But where the threshold is lower 
> -- probable cause -- even middling evidence of the crime, which may 
> include the speech described below, would be adequate.
>  
>  	Eugene
>  
>  
>  
>  Robert Sheridan writes:
>  
>  	Wisconson v. Mitchell, 508 US 476 (1993) appears to be the case you 
> very kindly provided; I'm impressed, not for the first time.  Here's a 
> quote from the headnote, which still seems to leave unanswered some of 
> the questions posed: 
>  
>  	"... 
>  
>  	*	Motive plays the same role under the state statute as it does 
> under federal and state antidiscrimination laws, which have been 
> upheld against constitutional challenge. Nothing in R.A.V. v. St. 
> Paul, supra, compels a different result here. The ordinance at issue 
> there was explicitly directed at speech, while the one here is aimed 
> at conduct unprotected by the First Amendment. Moreover, the State's 
> desire to redress what it sees as the greater individual and societal 
> harm inflicted by bias-inspired conduct provides an adequate 
> explanation for the provision over and above mere disagreement with 
> offenders' beliefs or biases. Pp. 485-488.
>  
>  	*	(c) Because the statute has no "chilling effect" on free speech, 
> it is not unconstitutionally overbroad. The prospect of a citizen 
> suppressing his bigoted beliefs for fear that evidence of those 
> beliefs will be introduced against him at trial if he commits a 
> serious offense against person or property is too speculative a 
> hypothesis to support this claim. Moreover, the First Amendment 
> permits the admission of previous declarations or statements to 
> establish the elements of a crime or to prove motive or intent, 
> subject to evidentiary rules dealing with relevancy, reliability, and 
> the like. Haupt v. United States, 330 U.S. 631 < . Pp. 488-490.
>  
>  
>  
>  	The statute prohibiting criminal street gang membership, by contrast 
> to Mitchell, does involve a restriction on constitutionally protected 
> activity, association in a group, such as discussed in Scales, where 
> the group was the CPUSA.  
>  
>  	Note also that Hamdi v. Rumsfeld (2004) __ US __, 124 S. Ct. 2663, 
> can, and I believe should, be read as a "gang" membership case in that 
> Mr. Hamdi sought to challenge his classification as an "enemy 
> combatant," a member in a group fighting the U.S., i.e. a gang of 
> sorts.  The issue was whether he had received sufficient (or any) 
> 'process,' with the Court holding 'no.'
>  
>  
>  	Should students be provided a Miranda-type warning before submitting 
> homework essays or art projects, pursuant to school requirement, 
> advising that what they say can and will be used against them in a 
> court of law, such as in a hate-crime or gang-membership prosecution?  
> That an attorney will be provided by the school at no cost to vet 
> required student-submissions against the prospect of prosecution?
>  
>  	Suppose a student not suspected of being a gang member, but 
> impressed by the life and death issues of the gang culture in his 
> school, submitted such a gang-related poster, and the school took it 
> down.  A violation of the student's right to express his fears and concerns?
>  
>  	Doesn't fear of prosecution for student art or essays chill speech?
>  
>  	Seems to me that I read in today's NYT Linda Greenhouse piece that 
> the Court is now considering the "Bong hits 4 Jesus" student-banner 
> case which may shed some light when decided.  Think I also saw mention 
> of our distinguished correspondent.
>  
>  	rs
>  	sfls
>  
>  
>  	On Mar 18, 2007, at 11:32 AM, Douglas Laycock wrote:
>  
>  
>          	I think the relevant case is Wisconsin v. Mitchell(?), and 
> it goes the other way.  Not 100% sure I have the defendant's name 
> right.  This was a year or two after RAV; it held that speech could be 
> admitted to show racial motive under a statute providing enhanced 
> penalties for racially motivated crimes.  Held, that was not 
> punishment for the speech.  
>  
>          	Using speech to show membership, as in your case, seems a 
> step more attenuated than using speech to show motive.  
>  
>          	Quoting Robert Sheridan <bobsheridan at earthlink.net>:
>          	
>          	>  During a preliminary hearing to determine whether 
> probable cause  
>          	> existed to try a defendant for robbery and being a gang 
> member, a  
>          	> police Gang Task Force detective testified as an expert, 
> as is  
>          	> permitted, that in his opinion the defendant was an active 
> member of  
>          	> a "violent street gang," as defined by California´s Street 
> Terrorism  
>          	> Enforcement and Prevention Act, Penal Code Sec. 186.20, 
> et. seq.
>          	>
>          	> Scales v. U.S. 367 US 203 (1961), one of the Communist 
> Party  
>          	> membership cases of the McCarthy Era, the  Cold War, the 
> Red Scares,  
>          	> and the witch-hunts (see American Prometheus, by Bird & 
> Sherwin  
>          	> (Vintage, 2005), a biography of J. Robert Oppenheimer, 
> "the father of 
>          	>  the atomic bomb,") requires that membership in an 
> outlawed group be  
>          	> "active" and with specific intent to further its illegal 
> ends, in  
>          	> order to incur criminal liability.  This applies today to 
> street 
>          	> gangs.
>          	>
>          	> Among the factors the detective cited as gang 
> active-membership  
>          	> criteria were such things as:
>          	>
>          	> -self-acknowledgment
>          	> -wearing gang attire, embellishments, insignia, tattoos, 
> colors,  
>          	> numbers, etc.
>          	> -flashing hand signs
>          	> -associating with known gang members
>          	>
>          	> As to the particular defendant I was appointed to 
> represent, there  
>          	> was a different factor.  Several years earlier, while the 
> defendant  
>          	> was a high school student, the detective was summoned to 
> the school  
>          	> in response to a fight near the school among boys who were 
> said to be 
>          	>  gang members.  My client was thought to have been 
> involved in that  
>          	> incident.  While the detective walked through a school 
> hallway to  
>          	> speak to those detained in connection with the fight, he 
> saw some 
>          	> art- posters, made by students, on the wall.
>          	>
>          	> Recognizing the poster above the name of my client to 
> contain gang- 
>          	> related symbols, the detective photographed the poster and 
> name.  It  
>          	> shows a yellow field on a red background on which has been 
> pasted, or 
>          	>  printed, scatter fashion, in collage style, the following 
> legends,  
>          	> among others:  "I am this man; I am reptile; I am wild; I 
> am coral; I 
>          	>  am NORTE; I am North; I am student; I am ready; I am 
> American..." 
>          	> The  large numerals 22 and 14 are prominently superimposed.
>          	>
>          	> Red is the color worn by Nortenos, blue by Surenos.  
> People have been 
>          	>  murdered for wearing the wrong color in the wrong 
> district.  14 is  
>          	> the 14th letter of the alphabet, "n," for Norte or 
> Norteno.   22  
>          	> stands for 22nd street, which belongs to Nortenos. 22B 
> stands for the 
>          	>  22nd and Bryant Street subgroup of Nortenos. They appear 
> in tattoos, 
>          	>  on clothing, tagged on walls and buses, etc.
>          	>
>          	> In Latin-American culture, gangs, according to the 
> detective- 
>          	> historian, have existed for perhaps hundreds of years.  
> They have  
>          	> devolved into a North South rivalry, with the northerners, 
> or  
>          	> Nortenos, with a tilde over the 2d `n,´ being the more 
> acclimated  
>          	> while the Surenos, likewise with the tilde, are supposedly 
> the  
>          	> relative newcomers.  They are deadly rivals, especially in 
> prison,  
>          	> and have staked out turf on the streets of LA, SF, and 
> other cities.
>          	>
>          	> After the prelim, the defendant´s c/l wife, Estrella, the 
> mother of  
>          	> his two children, a bright, bilingual young woman of about 
> 22 years  
>          	> with a high school education who attends vocational 
> training school,  
>          	> stated resentfully that she didn´t think it was fair for 
> the police  
>          	> to have used this poster as evidence of gang membership 
> against Alex.
>          	>
>          	> As soon as she said it, I realized that she was making a 
> Conlaw  
>          	> objection,  which I was able to flesh out in mind later.
>          	>
>          	> "Why?" I asked.
>          	>
>          	> "Because he was in school and that was a school project," 
> she replied.
>          	>
>          	> What struck me first was that she is the one who thought 
> of the  
>          	> objection, not me, and I purport to teach the class.  
> Obviously  
>          	> there´s a sad disconnect.  This, I thought, is how Conlaw 
> gets made.  
>          	>  Someone, a civilian, an accused, or his friend or 
> relative, gets  
>          	> upset at the fairness of a heretofore common usage.   The 
> lawyers put 
>          	>  it in legal form by raising objections and supporting 
> briefs, citing 
>          	>  text and cases etc.  This was a Conlaw Moment for me.
>          	>
>          	> Secondly, as I thought about the matter, I wondered on 
> what legal  
>          	> ground could I move to exclude this evidence at trial.  
> What case, I  
>          	> wondered, permitted the First Amendment to be used to 
> exclude/ 
>          	> suppress evidence as the Fourth and Fifth Amendments are 
> used in  
>          	> cases of illegal searches and confessions obtained in 
> violation of  
>          	> Miranda or voluntariness rules.
>          	>
>          	> Although the matter is now academic, as the case dealt out 
> before  
>          	> trial on non-gang-related charges, I would like to ask 
> whether there  
>          	> are cases in which evidence in a criminal prosecution has 
> been  
>          	> excluded based on academic freedom, artistic license, 
> general  
>          	> creativity or expression, or related First Amendment 
> protected ideas?
>          	>
>          	> Somehow I have the feeling that it either doesn't exist, 
> or looms  
>          	> large before my eyes and I´m not seeing it.
>          	>
>          	> Perhaps the answer is that if the other amendments in the 
> Bill of  
>          	> Rights can be used to suppress evidence, why not the 
> First?  It´s  
>          	> just that I´m having difficulty in pulling up the leading 
> case, as  
>          	> obvious as I suspect it may be.
>          	>
>          	> Haven´t legally seized private, personal diaries been 
> introduced into 
>          	>  evidence where they contain statements that might be 
> considered by a 
>          	>  jury to be admissions?  Even over a privacy objection?  
> Here the  
>          	> student´s poster was published on a school wall, which 
> likely kills a 
>          	>  privacy objection.  Does privacy reside in the First 
> Amendment, or 
>          	> is  it a moveable feast, which I think Griswold suggests, 
> in resting 
>          	> the  penumbras and emanations on no less than four 
> amendments, 3, 4, 
>          	> 5, &  9, as I recall, but not #1.
>          	>
>          	> Would it make a difference whether the art project had 
> been required  
>          	> by the school?  In other words, was submitted 
> involuntarily or in  
>          	> submission to legal authority?
>          	>
>          	> Should student submissions receive some FA protection 
> against use in  
>          	> criminal proceedings?  In all cases?  Some?
>          	>
>          	> Are the statements actual admissions, or by contrast, are 
> they simply 
>          	>  artistic expressions related to the young man´s worldly 
> concerns 
>          	> that  don't amount to admissions per artistic license?  As 
> a matter 
>          	> of  law?  Or fact for the hanging jury?
>          	>
>          	> Suppose that gangs loom large in Alex´s mental, rational, 
> and  
>          	> emotional life and that he is mindful of their influence 
> over his  
>          	> choice of friends, manner of attire, and how he conducts 
> himself; and 
>          	>  that he expresses his inner mind in a poster submitted to 
> his 
>          	> school,  voluntarily or not, the way someone else might 
> contribute a 
>          	> poem or  essay expressing deep feelings.  For him, as a 
> young male 
>          	> Hispanic,  these are life and death matters.  He should be 
> thinking 
>          	> about them.   Why not express them artistically?  Isn't 
> that what 
>          	> artists do?
>          	>
>          	> I´ve seen news reports of students being hauled before 
> authorities  
>          	> for essays thought to be alarming or which seem to 
> threaten to commit 
>          	>  another Columbine-like shooting massacre.
>          	>
>          	> I´d appreciate any comments on or off list and offer 
> thanks in advance.
>          	>
>          	> rs
>          	> sfls
>          	>
>          	>
>          	>
>          	>
>          	
>          	
>          	Douglas Laycock
>          	Yale Kamisar Collegiate Professor of Law
>          	University of Michigan Law School
>          	625 S. State St.
>          	Ann Arbor, MI  48109-1215
>                    734-647-9713
>  
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